Forming a Connecticut Limited Liability Company
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The Beneficial Ownership Report; S.E.C.’s Schedule 13D
Schedule 13D is commonly referred to as a “beneficial ownership report.” The term “beneficial owner”…
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What is S.E.C.’s Form S1?
Form S-1 is an SEC filing used by companies planning on going public to register…
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Guidance on Crowdfunding & Jumpstart Our Business Startups (JOBS) Act
On April 5, 2012, the Jumpstart Our Business Startups (JOBS) Act was signed into law…
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SEC Announces Results of 2014 Enforcement Program & Publishes Regulatory Agenda for 2015
SEC Publishes Regulatory Agenda for 2015 As required by Executive Order, the SEC has recently…
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