In The United States of America certain offerings of securities (stock or membership units) are exempt from filing with the US Securities and Exchange Commission. Offerings under the Rules before mentioned fall under this category and the only requirement is that a company must file Form D to put the SEC on “notice” of the exempt offering. Before you need to file Form D with the SEC, you will need to make sure that the offering of stock meets the criteria of the Rules prescribed.
Contact us today to assure your SEC Form D is filed correctly.
